Regulatory Reporting QA VP
Company: Sumitomo Mitsui Banking Corporation
Location: Jersey City
Posted on: May 11, 2022
Job Description:
Sumitomo Mitsui Banking Corporation - Careers - Regulatory
Reporting QA VP in Jersey City, New Jersey - Careers at Harborside
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Log back in! Regulatory Reporting QA VP Job Locations US-NJ-Jersey
City Posting Date 3 days ago (8/9/2021 4:02 PM) Career Category
Regulatory Reporting iCIMS ID 2021-10383 Corporate Title VP Type
Fulltime-Regular Overview The VP will lead an associate in daily
work, and is responsible for conducting quality assurance
activities around regulatory reports; ensure that the reports are
prepared in accordance with regulatory reporting instructions, meet
industry's best practices, as well as communicating/monitoring
issues and enhancement opportunities to senior management. In
addition, this position supports management with the regulatory
exams as well as interim status updates with senior management.
This position requires expertise in regulatory reporting, as well
as experience in audit/review, project management. Responsibilities
- Interact with various business areas, understand
process/workflows at various stages, identify potential
enhancements to the regulatory reporting process; -
- Drive the risk assessment process, conduct effective test of
design/test of execution over controls in US regulatory reporot
production (e.g. Y9-C, Y15, FFIEC 002)
- Ensure timely delivery of high quality, value added testing
reports that address key risks
- Monitor, escalate, and report issues to management or other
relevant stakeholders on a periodic basis; monitor the remediation
of issues to ensure they are resolved satisfactorily and on a
timely basis
- Proactively advances integrated auditing concepts
Qualifications
- 8+ year of experience in a related role, in regulatory
reporting and the financial services industry
- Audit experience (internal or external) is required
- Bachelor's degree, CPA, CIA are a plus
- Strong communication skills (both written and verbal)
- Proficient of Microsoft applications, visio, knowledge of
PowerBI, Alteryx is a plus Options Apply for this job online Apply
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try again later. Share on your newsfeed Loading... SMBC Group is a
top-tier global financial group. Headquartered in Tokyo and with a
400-year history, SMBC Group offers a diverse range of financial
services, including banking, leasing, securities, credit cards, and
consumer finance. The Group has more than 130 offices and 80,000
employees worldwide in nearly 40 countries. Sumitomo Mitsui
Financial Group, Inc. (SMFG) is the holding company of SMBC Group,
which is one of the three largest banking groups in Japan. SMFG's
shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock
exchanges.
In the Americas, SMBC Group has a presence in the US, Canada,
Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital
strength of SMBC Group and the value of its relationships in Asia,
the Group offers a range of commercial and investment banking
services to its corporate, institutional, and municipal clients. It
connects a diverse client base to local markets and the
organization's extensive global network. The Group's operating
companies in the Americas include Sumitomo Mitsui Banking Corp.
(SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets,
Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI America,
Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui
Brasileiro S.A., and Sumitomo Mitsui Finance and Leasing Co.,
Ltd.
SMBC is an EO employer - M/F/Veteran/Disability
Keywords: Sumitomo Mitsui Banking Corporation, Jersey City , Regulatory Reporting QA VP, Accounting, Auditing , Jersey City, New Jersey
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