Audit Manager - Lending & Leasing
Company: SMBC
Location: New York
Posted on: May 1, 2024
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Job Description:
SMBC Group is a top-tier global financial group. Headquartered
in Tokyo and with a 400-year history, SMBC Group offers a diverse
range of financial services, including banking, leasing,
securities, credit cards, and consumer finance. The Group has more
than 130 offices and 80,000 employees worldwide in nearly 40
countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the
holding company of SMBC Group, which is one of the three largest
banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya,
and New York (NYSE: SMFG) stock exchanges.
In the Americas, SMBC Group has a presence in the US, Canada,
Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital
strength of SMBC Group and the value of its relationships in Asia,
the Group offers a range of commercial and investment banking
services to its corporate, institutional, and municipal clients. It
connects a diverse client base to local markets and the
organization's extensive global network. The Group's operating
companies in the Americas include Sumitomo Mitsui Banking Corp.
(SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets,
Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI America,
Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui
Brasileiro S.A., and Sumitomo Mitsui Finance and Leasing Co.,
Ltd.
The anticipated salary range for this role is between $137,000.00
and $181,000.00. The specific salary offered to an applicant will
be based on their individual qualifications, experiences, and an
analysis of the current compensation paid in their geography and
the market for similar roles at the time of hire. The role may also
be eligible for an annual discretionary incentive award. In
addition to cash compensation, SMBC offers a competitive portfolio
of benefits to its employees.
Role Description
SMBC is seeking an experienced lending Audit Manager with a minimum
of 8 years' experience in the banking & finance industry to work
within the Internal Audit Department.
The Audit Manager will design and supervise execution of internal
audits of various complexities, ensuring audit work is performed in
accordance with IIA standards and IAD policies and procedures, as
well as participate as a team member on other audit engagements or
projects.
Role Objectives
This position will require the individual to plan and perform
internal audits over all Banking areas within SMBC's Americas
Division, with emphasis on the credit business promotions, credit
risk management and operations.
Direct and supervise audit from inception to completion including
planning, testing, issue identification, workpaper review and
reporting.
Manage audit teams to execute high quality reviews within a
prescribed timeframe.
Provide support, coaching, and feedback to audit team which may
include internal or co-sourced internal audit professionals.
Effectively communicate with stakeholder and audit senior
management to clearly articulate audit strategy, testing results
and corrective measures.
As needed, assist with the delivery and execution of IAD's broader
audit plan and assurance responsibilities.
Participate in quarterly and annual continuous monitoring / risk
assessment process to identify business trends and changes in the
business risk profile.
As needed, assist with special projects related to business process
improvements or departmental strategic initiatives.
Track and validate closure of issues raised by the department and
regulators.
Develop, promote and maintain a collaborative and strong working
relationship with AD business heads, external auditors, and
regulators.
Qualifications and Skills
Perform this job successfully, the employee must be able to perform
each essential duty to management's satisfaction. The requirements
listed below are representative of the knowledge, skills and/or
abilities required.
Preferred Previous Work Experience:
Minimum of 8 years internal audit experience in the banking and
finance industry.
Strong working knowledge of lending and banking/leasing
products.
Understanding of applicable regulatory standards / guidance for a
Bank Holding Company.
Understanding of audit techniques, internal controls, and workpaper
standards.
Excellent communication, presentation and professional skills
including the ability to interact effectively at all levels within
the organization.
Preferred Education/Licenses/Certifications/Registrations:
Bachelor's Degree in Accounting, Finance or other related
field;
Additional Requirements
D&I Commitment
Responsible for fostering a culture of diversity and inclusion,
holding leaders accountable for creating an inclusive environment
through awareness and practice of equity in recruiting, developing,
and promoting diverse talent.
SMBC's employees participate in a hybrid workforce model that
provides employees with an opportunity to work from home, as well
as, from an SMBC office. SMBC requires that employees live within a
reasonable commuting distance of their office location. Prospective
candidates will learn more about their specific hybrid work
schedule during their interview process.
We are an equal employment opportunity employer. All qualified
applicants will receive consideration for employment without regard
to race, color, religion, gender, national origin, disability
status, protected veteran status or any other characteristic
protected by law. SMBC provides reasonable accommodations for
employees and applicants with disabilities consistent with
applicable law. If you need a reasonable accommodation during the
application process, please let us know at
accommodations@smbcgroup.com.
Keywords: SMBC, Jersey City , Audit Manager - Lending & Leasing, Accounting, Auditing , New York, New Jersey
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