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Governance and Reporting Compliance Director

Company: DTCC
Location: Jersey City
Posted on: January 16, 2022

Job Description:

Are you ready to explore a world of possibilities? Join our DTCC family, and you'll grow your expertise and become the best version of you. As you embark on a new journey, you'll be supported and surrounded by other professionals as you learn new skills, advance your career, and see the impact of your efforts every day. Pay and Benefits: Competitive compensation, including base pay and annual incentive Comprehensive health and life insurance and well-being benefits, based on location Retirement benefits Paid Time Off and other leave of absence Flexible/Hybrid Work Arrangements Why you'll love this job: Compliance is looking for a Governance and Reporting Compliance Director to support the global Compliance function at DTCC. The candidate will be responsible for establishing internal standards for compliance metrics and management reporting and reporting to Management and Board Committees on compliance performance and the organization's adherence to regulatory requirements, internal standards, and its legal and regulatory risk tolerance. The candidate must have strong communication skills with the ability to articulate problems and solutions through concise and clear messaging and have demonstrated the ability to assess complex issues and structure potential solutions to drive resolution with senior partners. What You'll Do Communicate key Compliance program status, issues and escalation of key risks via maintenance and production of Board, Committee and Management reporting of compliance program effectiveness, issues, risk tolerances, operational risk profiles and key metrics Develop standards for compliance department metrics and management reporting Supervise the collection and quality assurance of management information reported in compliance management dashboards Supervise the governance process for designated annual compliance reports and certifications Compile and facilitate timely distribution of other management reports to stakeholders as needed Support the implementation of new or changed laws, rules and regulations, when needed Determine and support alignment of the function with the overall compliance strategy Foster an environment of regulatory awareness and maintain awareness of regulatory requirements and ongoing changes in DTCC's business Support and monitor ongoing staff education and development in effective risk management Assist with special projects were needed Mitigates risk by following established procedures, spotting key errors and demonstrating strong ethical behavior **NOTE: The Primary Responsibilities of this role are not limited to the details above. ** Talents Needed for Success Minimum of 10 years of related experience Bachelor's degree preferred with Masters or equivalent experience Additional Qualifications Demonstrated knowledge of banking/financial services laws and regulations Proficiency with PowerPoint including visualizing data and preparing presentations for an executive audience Experience coordinating with senior level stakeholders to build consensus and deliver timely results as a part of a day to day role Experience applying technology and analytics to direct data driven decisions is a plus Who We Are: DTCC is the heart of the post-trade market infrastructure for the global financial services industry. From 21 locations all over the world, DTCC, through its subsidiaries, automates, centralizes and standardizes the processing of financial transactions, mitigating risk, increasing transparency and driving efficiency for thousands of broker/dealers, custodian banks and asset managers. In 2020, DTCC's subsidiaries processed securities transactions valued at more than U.S. $2.3 quadrillion. We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation. About DTCC DTCC safeguards the financial markets and helps them run efficiently, in times of prosperity and crisis. We are uniquely positioned at the center of global trading activity, processing over 100 million financial transactions every day, pioneering industry-wide, post-trade solutions and maintaining multiple data and operating centers worldwide. From where we stand, we can anticipate the industry's needs and we're working to continually improve the world's most resilient, secure and efficient market infrastructure. Our employees are driven to deliver innovative technologies that improve efficiency, lower cost and bring stability and certainty to the post-trade lifecycle. DTCC proudly supports Flexible Work Arrangements favoring openness and gives people freedom to do their jobs well, by encouraging diverse opinions and emphasizing teamwork.-- - When you join our team, you'll have an opportunity to make meaningful contributions at a company that is recognized as a thought leader in both the financial services and technology industries. A DTCC career is more than a good way to earn a living. It's the chance to make a difference at a company that's truly one of a kind. The General Counsel's Office is a valued, trusted and responsive partner within DTCC. The team promotes and protects the best interests of the DTCC family of companies by creating and facilitating solutions and providing guidance on legal and regulatory matters. The Compliance Department is dedicated to protecting DTCC against risks of non-compliance with applicable laws and regulatory matters affecting DTCC and its subsidiaries, including evaluating and responding to new and changing federal, state, local and administrative regulations.

Keywords: DTCC, Jersey City , Governance and Reporting Compliance Director, Advertising , Jersey City, New Jersey

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