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Compliance Assurance Officer, VP

Company: Hamlyn Williams
Location: Jersey City
Posted on: February 20, 2021

Job Description:

Our client, a large global bank, requires a Compliance Assurance Officer, VP, to join their team on a full-time basis. This is a great opportunity for a motivated senior compliance risk professional to join an expanding team, utilizing their existing compliance risk and controls experience, to make a strong contribution to the business. As an Compliance Assurance Officer, VP you will be:* Developing, implementing, and executing compliance testing, continuous assurance, and reporting programs* Participate in the planning, executing, and reporting of compliance assurance reviews and compliance and regulatory issue validation activities for a component of a product line, function, or legal entity* Analysing and documenting report findings, and having preliminary discussions with corresponding control/process owners* Assisting with development of compliance assurance risk assessments, monitoring monthly, and quarterly summaries* Utilizing innovative compliance testing solutions including data analytics to increase value and reduce costs of compliance-related activities* Developing effective relationships within CA function and with other stakeholders including business process owners and internal audit function* Identifying industry best practices and sharing insight with the CA teams on a regular basis* Informing CA management of significant compliance matters that require their attention or action* Identifying compliance training resources and tools available centrally to support country/business compliance programs training and research needs?As an Compliance Assurance Officer, VP you will need: * Bachelor's degree, advanced degree a plus* Experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm* Experience in markets and securities services areas of focus* 5-7+ years of experience in the internal audit, controls testing, risk management function at a large financial institution, or as financial regulatory examiner * The following accounting and industry certifications and licenses are also a plus: CPA, CA, CMA, CFA, CIA, CAIA, CRM, CISA, CRMA, FRM, FINRA Series 7, 63, 65 Our client can offer market leading packages to qualified hires with amazing benefits, competitive salaries and PTO. At this stage only US Citizen/ Permanent Residents/ Green Card holders are being considered. I am a Business Audit, Risk, and Compliance market specialist working with a variety of clients across companies US-wide. If this role is of interest to you, or if you would like to explore other opportunities in the market, please feel free to reach out directly to Julian Malfregeot at (646)349-6583 or--j.malfregeot@hamlynwilliams.com.

Keywords: Hamlyn Williams, Jersey City , Compliance Assurance Officer, VP, Executive , Jersey City, New Jersey

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