Compliance Assurance Officer, VP
Company: Hamlyn Williams
Location: Jersey City
Posted on: February 20, 2021
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Job Description:
Our client, a large global bank, requires a Compliance Assurance
Officer, VP, to join their team on a full-time basis. This is a
great opportunity for a motivated senior compliance risk
professional to join an expanding team, utilizing their existing
compliance risk and controls experience, to make a strong
contribution to the business. As an Compliance Assurance Officer,
VP you will be:* Developing, implementing, and executing compliance
testing, continuous assurance, and reporting programs* Participate
in the planning, executing, and reporting of compliance assurance
reviews and compliance and regulatory issue validation activities
for a component of a product line, function, or legal entity*
Analysing and documenting report findings, and having preliminary
discussions with corresponding control/process owners* Assisting
with development of compliance assurance risk assessments,
monitoring monthly, and quarterly summaries* Utilizing innovative
compliance testing solutions including data analytics to increase
value and reduce costs of compliance-related activities* Developing
effective relationships within CA function and with other
stakeholders including business process owners and internal audit
function* Identifying industry best practices and sharing insight
with the CA teams on a regular basis* Informing CA management of
significant compliance matters that require their attention or
action* Identifying compliance training resources and tools
available centrally to support country/business compliance programs
training and research needs?As an Compliance Assurance Officer, VP
you will need: * Bachelor's degree, advanced degree a plus*
Experience in compliance, legal or other control-related function
in the financial services firm, regulatory organization, or
legal/consulting firm* Experience in markets and securities
services areas of focus* 5-7+ years of experience in the internal
audit, controls testing, risk management function at a large
financial institution, or as financial regulatory examiner * The
following accounting and industry certifications and licenses are
also a plus: CPA, CA, CMA, CFA, CIA, CAIA, CRM, CISA, CRMA, FRM,
FINRA Series 7, 63, 65 Our client can offer market leading packages
to qualified hires with amazing benefits, competitive salaries and
PTO. At this stage only US Citizen/ Permanent Residents/ Green Card
holders are being considered. I am a Business Audit, Risk, and
Compliance market specialist working with a variety of clients
across companies US-wide. If this role is of interest to you, or if
you would like to explore other opportunities in the market, please
feel free to reach out directly to Julian Malfregeot at
(646)349-6583 or--j.malfregeot@hamlynwilliams.com.
Keywords: Hamlyn Williams, Jersey City , Compliance Assurance Officer, VP, Executive , Jersey City, New Jersey
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