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Assistant Vice President - Case Investigator

Company: BNP Paribas
Location: Jersey City
Posted on: April 8, 2021

Job Description:

Assistant Vice President - Case Investigator The U.S. Financial Security Transaction Monitoring and Investigation("TMI") case investigator is responsible for reviewing alerts and escalations, reportingon potential suspicious activities identified via internal and externaltriggers, manual and automated triggers, including but not limited to AML/CFT negativenews, fraud, sanctions, KYC, and terrorist financing/human trafficking matters.He/she is in charge of investigating transactions stemming from such referrals,as well as interacting with multiple levels of the bank to mitigate risk andsupporting the oversight of the BNP--Paribas 1st Line of Defense ("1LOD"). The caseinvestigator will also handle a variety of processes, including legal requests(subpoenas), FinCEN regulatory processes, and law enforcement communications. Responsibilities:

  • Conduct in depth case investigations pertaining to potential financial crime concerns such as AML, bribery/corruption, terrorist financing/human trafficking, etc., to mitigate regulatory, reputational, and compliance risk for the Bank.
  • Conduct investigations stemming from a variety of internal and external referrals, including clients and affiliate fraud, internal employee misconduct, sanctions-related matters and circumvention attempts, and AML/CFT red flags.
  • Interact with all lines of business and affiliates to resolve issues as appropriate and determine whether the activity is deemed suspicious.
  • Prepare investigative reports with findings after a review of relevant documentation, including drafting Suspicous Activity Reports (SARs).
  • Review monthly AML/CFT/Red flags reports to identify potentially suspicious activity.
  • Participate in monthly calls with branch affiliates and key stakeholders as needed.
  • Participate in a variety of regulatory and legal processes, including FinCEN 314(a), 314(b), 311 special measures, civil and grand jury subpoenas, and law enforcement information sharing and backup documentation requests.
  • Assist colleagues and TMI managment in other special projects involving transactions relating to, for example; cryptocurrency, Money Service Businesses ("MSB"), Payment Service Providers ("PSP") and entities operating in the cannabis industry.
  • Keep informed on laws, regulations, and current practices pertaining to the Bank Secrecy Act and Anti-Money Laundering regulations.
  • Support senior management with development and rollout of other TMIinitiatives impacting the Bank Minimum Required Qualifications
    • BA or BS Degree;
    • Minimum of 3+ years AML experience with a financial services firm and/or self-regulatory organization in a compliance or other relevant position;
    • Highly motivated and results-oriented individual who can work in a time sensitive environment
    • Ability to manage multi task, and handle multiple compliance reviews and projects at the same time while meeting deadlines;
    • Excellent interpersonal, oral and written communication skills, with the ability to interact effectively with front and back office staff and senior management;
    • Strong analytical, research, investigative and problem-solving skills;
    • Strong communication and collaboration skills, including the ability to work effectively with others at all levels across the Bank. Preferred Qualifications
      • Experience with Actimize;
      • Experience and knowledge of sanctions and fraud matters;
      • Expert-level skill set with MS Office Suite FINRA Registrations Required:
        • N/A BNP--Paribas iscommitted to providing a work environment that fosters diversity, inclusion,and equal employment opportunity without regard to race, color, gender, age,creed, sex, religion, national origin, disability (physical or mental), maritalstatus, citizenship, ancestry, sexual orientation, gender identity and genderexpression, or any other legally protected status. Primary Location: US-NJ-Jersey City Job Type: Standard / Permanent Job: COMPLIANCE Education Level: Bachelor Degree or equivalent (> = 3 years) Experience Level: At least 3 years Schedule: Full-time Reference: COM001965

Keywords: BNP Paribas, Jersey City , Assistant Vice President - Case Investigator, Executive , Jersey City, New Jersey

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