JerseyCityRecruiter Since 2001
the smart solution for Jersey City jobs

Senior Group Manager, External Reporting

Company: BNY Mellon
Location: Jersey City
Posted on: November 22, 2021

Job Description:

Major Responsibilities:

  • Supervise the preparation and submission of customer reserve (15c3-3) and net capital (15c3-1) computations, FOCUS Reports, and other regulatory filings
  • Ensure the firm is in continuous compliance with regulatory rules and regulations in daily, weekly, monthly, and quarterly reporting
  • Analyze results of regulatory calculations and respond to internal and external regulatory related inquiries and ad-hoc analyses
  • Supervise, lead and support team members in completing their responsibilities and assist in career development of seasoned professionals
  • Proactively review and evaluate existing processes for efficiency and effectiveness, including identifying and implementing automation opportunities.
  • Communicate and present regulatory results to Senior Executives and collaborate with business partners across the firm
  • Liaise with internal and external auditors, regulators, compliance, and internal financial responsibility compliance monitoring on a timely and accurate basis
  • Drive new process implementation; managing projects to implement innovative automation solutions, new business accommodations and updates to regulatory requirements
  • Assist with capital planning, presentations, and analysis for senior management. Experience:
    • Bachelor's Degree in Accounting or Finance
    • 10 to 15 years broker dealer regulatory reporting experience
    • Extensive 15c3-1 and 15c3-3 Rule knowledge and experience required
    • Series 27 License (will be required to obtain within six months of hire)
    • Federal Reserve reporting a plus (e.g., TIC, Basel)
    • Interaction with systems in developing and maintaining technology solutions Skills:
      • High proficiency in Microsoft Excel, Word, and PowerPoint
      • Experience in preparing and filing financial reports with FINRA
      • Ability to present complex topics in both written and oral presentation skills
      • Demonstrated experience in evaluating processes and making and implementing recommendations for improvement
      • Strong analytical and problem-solving skills
      • Strict attention to detail, able to prioritize tasks under tight deadlines, demonstrate risk awareness and escalate when appropriate
      • Teamwork/collaboration-oriented with the ability to work independently
      • Proven leadership and relationship building skills BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals With Disabilities/Protected Veterans. Our ambition is to build the best global team - one that is representative and inclusive of the diverse talent, clients and communities we work with and serve - and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.

Keywords: BNY Mellon, Jersey City , Senior Group Manager, External Reporting, Executive , Jersey City, New Jersey

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category

Log In or Create An Account

Get the latest New Jersey jobs by following @recnetNJ on Twitter!

Jersey City RSS job feeds