JerseyCityRecruiter Since 2001
the smart solution for Jersey City jobs

VP, Compliance Testing - Equities

Company: Hamlyn Williams
Location: Jersey City
Posted on: November 25, 2022

Job Description:

We're looking for an AVP and VP of compliance testing, with experience with equity and equity derivative products to join a compliance testing team for one of the top investment banks.
What you'll be doing:

  • Designing and executing Compliance testing, ongoing assurance, and reporting programs for a specific product line and geography ( in this case equity products)
  • Working with the team on planning, executing, and reporting of compliance testing reviews and compliance and regulatory issue validation activities for a component of a product line.
  • Supporting senior leadership with the development and enhancement of the Compliance Testing Methodologies and Standards for auditing, testing, monitoring, and reporting.
    • Bachelors degree level educated
    • 5+ years of experience in Compliance testing
    • Experience with equities products and equities derivatives
    • Experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities
      For more information get in touch at or 646 349 4411

Keywords: Hamlyn Williams, Jersey City , VP, Compliance Testing - Equities, Executive , Jersey City, New Jersey

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category

Log In or Create An Account

Get the latest New Jersey jobs by following @recnetNJ on Twitter!

Jersey City RSS job feeds