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VP, Compliance Testing - Equities

Company: Hamlyn Williams
Location: Jersey City
Posted on: November 25, 2022

Job Description:

We're looking for an AVP and VP of compliance testing, with experience with equity and equity derivative products to join a compliance testing team for one of the top investment banks.
What you'll be doing:

  • Designing and executing Compliance testing, ongoing assurance, and reporting programs for a specific product line and geography ( in this case equity products)
  • Working with the team on planning, executing, and reporting of compliance testing reviews and compliance and regulatory issue validation activities for a component of a product line.
  • Supporting senior leadership with the development and enhancement of the Compliance Testing Methodologies and Standards for auditing, testing, monitoring, and reporting.
    Qualifications:
    • Bachelors degree level educated
    • 5+ years of experience in Compliance testing
    • Experience with equities products and equities derivatives
    • Experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities
      For more information get in touch at t.byrne@hamlynwilliams.com or 646 349 4411

Keywords: Hamlyn Williams, Jersey City , VP, Compliance Testing - Equities, Executive , Jersey City, New Jersey

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