Senior Settlement System Support Specialist, AVP
Company: Mitsubishi UFJ Financial Group
Location: New York City
Posted on: April 2, 2026
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Job Description:
Do you want your voice heard and your actions to count? Discover
your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of
the world’s leading financial groups. Across the globe, we’re
150,000 colleagues, striving to make a difference for every client,
organization, and community we serve. We stand for our values,
building long-term relationships, serving society, and fostering
shared and sustainable growth for a better world. With a vision to
be the world’s most trusted financial group, it’s part of our
culture to put people first, listen to new and diverse ideas and
collaborate toward greater innovation, speed and agility. This
means investing in talent, technologies, and tools that empower you
to own your career. Join MUFG, where being inspired is expected and
making a meaningful impact is rewarded. The selected colleague will
work at an MUFG office or client sites four days per week and work
remotely one day. A member of our recruitment team will provide
more details. Summary We are seeking an AVP settlement system
support specialist to serve as the technical bridge between
operations and the technology that powers our broker-dealer
settlement engine. This role requires deep expertise in trade
flows, securities processing, cash management, and settlement
across platforms such as Broadridge BPSA, ICI, COGNOS, DTCC MUSA,
Postedge, IHS Markit WSO, GLOSS, Loanet, and EquiLend. The ideal
candidate will lead technical issue resolution, support vendor
upgrades and disaster recovery testing, and drive automation and
integration initiatives. You will collaborate with IT, vendors, and
business stakeholders to optimize workflows, maintain data
integrity, and ensure regulatory compliance. Strong analytical,
troubleshooting, and communication skills are essential, along with
the ability to translate complex technical concepts into actionable
guidance for operations staff. This specialist will ensure
settlement processes run efficiently, reliably, and in alignment
with evolving industry standards. Key Responsibilities Provide
front-line support for Broadridge BPSA, including trade processing,
settlement workflows, books & records, and end-of-day processes.
Monitor system performance and proactively address issues impacting
operational efficiency or regulatory reporting. Perform daily batch
job monitoring, file transmission oversight, and reconciliation of
key data feeds (DTC, NSCC, clearing files, etc.). Partner with
Operations to troubleshoot exceptions and resolve breaks in trade,
settlement, and customer account activity. Work with Technology
teams to support system upgrades, patches, release testing, and
environment management. Assist in onboarding new products,
workflows, and regulatory requirements as they relate to BPSA
functionality. Coordinate with Broadridge support when vendor
escalation is required, track and document issue resolutions.
Maintain system documentation, runbooks, data flow diagrams, and
operational procedures. Support user access management,
entitlements, and compliance controls. Participate in disaster
recovery testing, operational readiness checks, and incident
management processes. ________________________________________
Requirements 5 years of experience in a broker-dealer, clearing, or
financial services operations/technology role. Hands-on experience
with Broadridge BPSA, including knowledge of key modules (trade
processing, settlements, P&S, books & records, cost basis,
corporate actions, etc.). Strong understanding of US securities
trade lifecycle: order ? execution ? clearing ? settlement ?
custody. Familiarity with industry utilities such as DTC, NSCC,
OCC, and standard clearing file formats. Excellent communication
and problem-solving skills; ability to support both technical and
non-technical users. Technical proficiency: SQL or basic database
querying Unix/Linux command line Batch job scheduling tools
(Autosys, Control-M, etc.) File transfer platforms (SFTP, NDM)
________________________________________ FUNCTIONAL SKILLS Deep
expertise in trade flows, securities processing, cash management,
and settlement Proficiency in settlement platforms: Broadridge
BPSA, ICI, COGNOS, DTCC MUSA, Postedge, IHS Markit WSO, GLOSS,
Loanet, EquiLend Understanding of BPSA configurations and subledger
configurations Advanced Excel proficiency Familiarity with
automation tools and scripting Technical troubleshooting and root
cause analysis Vendor management, system upgrades, and disaster
recovery testing Regulatory compliance and industry standards
knowledge Ability to provide technical training to non-technical
staff ________________________________________ WORK EXPERIENCE 5
years of progressive experience in broker-dealer, clearing, or
financial services operations/technology roles, with hands-on
experience in Broadridge BPSA and related systems. Strong
background in US securities trade lifecycle, industry utilities
(DTC, NSCC, OCC), and technical tools (SQL, Unix/Linux, batch
scheduling, file transfer). Proven communication and
problem-solving skills in supporting both technical and
non-technical users. ________________________________________
EDUCATION Bachelor’s degree in finance, Information Systems,
Computer Science, Engineering, or a related field Other
Requirements: As per MUFG’s Location & Return to Office Strategy
policy, must work onsite out of 1251 Avenue of the Americas, New
York, NY office 4 days onsite/1 day Remote. The typical base pay
range for this role is between $112K - $144K depending on
job-related knowledge, skills, experience and location. This role
may also be eligible for certain discretionary performance-based
bonus and/or incentive compensation. Additionally, our Total
Rewards program provides colleagues with a competitive benefits
package (in accordance with the eligibility requirements and
respective terms of each) that includes comprehensive health and
wellness benefits, retirement plans, educational assistance and
training programs, income replacement for qualified employees with
disabilities, paid maternity and parental bonding leave, and paid
vacation, sick days, and holidays. For more information on our
Total Rewards package, please click the link below. MUFG Benefits
Summary We will consider for employment all qualified applicants,
including those with criminal histories, in a manner consistent
with the requirements of applicable state and local laws (including
(i) the San Francisco Fair Chance Ordinance, (ii) the City of Los
Angeles’ Fair Chance Initiative for Hiring Ordinance, (iii) the Los
Angeles County Fair Chance Ordinance, and (iv) the California Fair
Chance Act) to the extent that (a) an applicant is not subject to a
statutory disqualification pursuant to Section 3(a)(39) of the
Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of
the Commodity Exchange Act, and (b) they do not conflict with the
background screening requirements of the Financial Industry
Regulatory Authority (FINRA) and the National Futures Association
(NFA). The major responsibilities listed above are the material job
duties of this role for which the Company reasonably believes that
criminal history may have a direct, adverse and negative
relationship potentially resulting in the withdrawal of conditional
offer of employment, if any. The above statements are intended to
describe the general nature and level of work being performed. They
are not intended to be construed as an exhaustive list of all
responsibilities duties and skills required of personnel so
classified. We are proud to be an Equal Opportunity Employer and
committed to leveraging the diverse backgrounds, perspectives and
experience of our workforce to create opportunities for our
colleagues and our business. We do not discriminate on the basis of
race, color, national origin, religion, gender expression, gender
identity, sex, age, ancestry, marital status, protected veteran and
military status, disability, medical condition, sexual orientation,
genetic information, or any other status of an individual or that
individual’s associates or relatives that is protected under
applicable federal, state, or local law.
Keywords: Mitsubishi UFJ Financial Group, Jersey City , Senior Settlement System Support Specialist, AVP, IT / Software / Systems , New York City, New Jersey