Regulatory Analyst
Company: SOHO Square Solutions
Location: Jersey City
Posted on: April 3, 2021
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Job Description:
Role:--
The IT regulatory analyst is a business analyst position within the
GM IT Regulatory IT team. The--analyst will work closely with
Business, Regulatory Reporting Controls/Operations, Production
Support and Compliance teams.
--
Responsibilities:
-----Assisting the team in analyzing, troubleshooting--&
identifying issues related to the completeness and accuracy of
several regulatory & compliance surveillance reports such as OATS,
ACT,--RegSHO, Market Abuse, Trade Blotters etc. on a day to day
basis.
-----Assist with--extracting Order, Trade & Position information
requested by Compliance teams--related to regulatory inquiries &
exams.
--
Requirements:
-----A Bachelor's degree in Finance, Business or Technology
-----A--minimum of--2 - 3--years' experience--in the--Financial
Services Industry with--emphasis on--Front
Office--Trading--Systems--&--function either in a Business
Analysis--or Support role--across multiple assets; Equities,
Equities--& Commodities Derivatives.
-----A--good--understanding of the Equities & Derivatives Market
Structure
-----Excellent--analytical, logical and problem solving skills.
-----A keen desire and--ability--to learn/acquire
knowledge--of--the regulatory reporting rules and--obligations
required of a U.S. Broker/Dealer across multiple asset classes.
-----Excellent communication skills
-----Knowledge of the FIX protocol preferred
-----Proficiency in MS Excel
--
Keywords: SOHO Square Solutions, Jersey City , Regulatory Analyst, Professions , Jersey City, New Jersey
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