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Regulatory Analyst

Company: SOHO Square Solutions
Location: Jersey City
Posted on: April 3, 2021

Job Description:

Role:--
The IT regulatory analyst is a business analyst position within the GM IT Regulatory IT team. The--analyst will work closely with Business, Regulatory Reporting Controls/Operations, Production Support and Compliance teams.
--
Responsibilities:
-----Assisting the team in analyzing, troubleshooting--& identifying issues related to the completeness and accuracy of several regulatory & compliance surveillance reports such as OATS, ACT,--RegSHO, Market Abuse, Trade Blotters etc. on a day to day basis.
-----Assist with--extracting Order, Trade & Position information requested by Compliance teams--related to regulatory inquiries & exams.
--
Requirements:
-----A Bachelor's degree in Finance, Business or Technology
-----A--minimum of--2 - 3--years' experience--in the--Financial Services Industry with--emphasis on--Front Office--Trading--Systems--&--function either in a Business Analysis--or Support role--across multiple assets; Equities, Equities--& Commodities Derivatives.
-----A--good--understanding of the Equities & Derivatives Market Structure
-----Excellent--analytical, logical and problem solving skills.
-----A keen desire and--ability--to learn/acquire knowledge--of--the regulatory reporting rules and--obligations required of a U.S. Broker/Dealer across multiple asset classes.
-----Excellent communication skills
-----Knowledge of the FIX protocol preferred
-----Proficiency in MS Excel
--

Keywords: SOHO Square Solutions, Jersey City , Regulatory Analyst, Professions , Jersey City, New Jersey

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